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Financial Advisor
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681	Microsoft Word - id371rgm.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-24 17:10:59 Investment Advisor U.S. Securities and Exchange Commission Financial adviser Plea bargain Business Securities regulation in the United States Securities and Exchange Commission Law Government Finance 76th United States Congress Investment Advisers Act
682	Federal Register / Vol. 63, No[removed]Thursday, July 23, [removed]Rules and Regulations DEPARTMENT OF COMMERCE Bureau of Export Administration 15 CFR Part 746 Dated: July 15, 1998. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2010-12-01 14:52:07 Legal professions 76th United States Congress Investment Advisers Act Financial adviser Investment Advisor Citigroup Law of agency Fiduciary U.S. Securities and Exchange Commission Law Finance Business
683	STATE OF LOUISIANA OFFICE OF FINANCIAL INSTITUTIONS BATON ROUGE. LOUISIANA POLI Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2014-12-30 09:01:13 United States securities law Business Money Economics Finance Registered Investment Advisor Financial adviser
684	^st Katten KattenMuchinRosenman llp Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-10 16:16:13 Financial services 76th United States Congress United States securities law Investment Advisers Act Hedge fund Financial adviser Investment Advisor Investment Company Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
685	Microsoft Word - id376bpm.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-22 10:21:07 Financial system Financial regulation Short selling 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Registered Investment Advisor Securities Exchange Act Broker-dealer Financial economics Finance Financial markets
686	June 4, 2013 The Honorable Mary Jo White Chairman U.S. Securities and Exchange Commission 100 F Street NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-06 15:57:56 Registered Investment Advisor 76th United States Congress Investment Fiduciary Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Investment Advisers Act Investor Protection and Securities Reform Act Law Financial economics Finance
687	Microsoft Word - 25970860_8 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-25 14:49:01 Business Financial services 76th United States Congress Investment Advisers Act Registered Investment Advisor Financial adviser Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act Collective investment scheme Financial economics Investment Finance
688	WK$QQXDO$FFRXQWLQJ6KRZ 6HSWHPEHU )W/DXGHUGDOH SPSP Add to Reading List Source URL: www.ficpa.org Language: English - Date: 2012-09-04 10:56:40 Legal professions Common law Fiduciary Registered Investment Advisor Financial adviser Investment Advisor Trustee Trust law Investment Policy Statement Law Equity Finance
689	File No[removed]UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-30 16:09:25 Investment Investment Advisers Act Registered Investment Advisor Financial adviser Investment Advisor GTCR Citigroup Investment Company Act Management fee Finance 76th United States Congress Financial economics
690	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed] Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:59:00 Financial system 73rd United States Congress United States Securities and Exchange Commission Broker-dealer Fixed income market U.S. Securities and Exchange Commission Securities Act Exempt market dealer Registered Investment Advisor Financial economics Finance United States securities law

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